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ING & CBA use Ascent in Successful MiFID II Pilot
ING & CBA use Ascent in Successful MiFID II Pilot

ING & CBA use Ascent in Successful MiFID II Pilot

 ING and Commonwealth Bank of Australia (CBA) have successfully completed a RegTech pilot to simplify processing of information and implementation of…
Championing Change: How to Instill a Vigorous Culture of Compliance
Championing Change: How to Instill a Vigorous Culture of Compliance

Championing Change: How to Instill a Vigorous Culture of Compliance

Friction between the compliance department and the rest of the business often stems from a fundamental misunderstanding of the overall…
The Not So Hidden Costs of Compliance
The Not So Hidden Costs of Compliance

The Not So Hidden Costs of Compliance

The average financial firm has six lines of business to monitor, with each having their own set of goals, restrictions,…
Crypto Compliance is Still a Global Conundrum
Crypto Compliance is Still a Global Conundrum

Crypto Compliance is Still a Global Conundrum

Read Update: 2021 SEC Priorities - Cryptocurrecy Regulation   Major cryptocurrencies like bitcoin and ether represent a class of financial…