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ING & CBA use Ascent in Successful MiFID II Pilot
ING & CBA use Ascent in Successful MiFID II Pilot
ING and Commonwealth Bank of Australia (CBA) have successfully completed a RegTech pilot to simplify processing of information and implementation of…
Ascent TeamFebruary 22, 2018
Blog
Championing Change: How to Instill a Vigorous Culture of Compliance
Championing Change: How to Instill a Vigorous Culture of Compliance
Friction between the compliance department and the rest of the business often stems from a fundamental misunderstanding of the overall…
Jay GilletteDecember 3, 2018
Blog
The Not So Hidden Costs of Compliance
The Not So Hidden Costs of Compliance
The average financial firm has six lines of business to monitor, with each having their own set of goals, restrictions,…
Ascent TeamJune 30, 2020