AscentAI Regulatory Lifecycle Management Platform

Increase efficiency of your legal, risk, and compliance processes

AscentAI Regulatory Lifecycle Management (RLM) Platform is the only automated solution that covers the full regulatory lifecycle, integrating horizon scanning specifically tailored to your business, with regulatory change management automation that’s powered by your granular obligations inventory.


AscentAI RLM is composed of two modules:

AscentHorizon

The next-generation, global horizon scanning tool that revolutionizes the way legal, risk and compliance teams monitor regulatory developments worldwide.

AscentFocus

Automates change management with a bulletproof map of your regulatory obligations, plus identification of the impact rule changes have on your specific obligations.

Capture, share, and act on regulatory developments as they happen

Capture, share, and act on regulatory developments as they happen

Ascent automatically identifies and collects new regulatory content, with powerful filters tailored to user needs, plus collaborative workflows and activity tracking.

Change management automation

Change management automation

Capture changes in real-time and automatically identify the impacts to specific corporate obligations. Highlighted side-by-side views of old versus new rules allow users to easily pinpoint applicable changes.

Seamless integration with your GRC

Establish digitized linkage to policies and controls

Integrate regulatory obligations with your GRC platform and equip teams with holistic control and enterprise traceability.

Capture, share, and act on regulatory developments as they happen

Ascent automatically identifies and collects new regulatory content, with powerful filters tailored to user needs, plus collaborative workflows and activity tracking.

Change management automation

Capture changes in real-time and automatically identify the impacts to your specific obligations.

Highlighted side-by-side views of old versus new rules allow users to easily pinpoint applicable changes. 

Auto-generated summaries of obligation changes enable quick insight.

Establish digital linkages to policies and controls

Integrate regulatory obligations with your GRC platform and equip teams with holistic control and enterprise traceability.

Ascent RLM Capabilities

Horizon Scanning

Next-generation, global horizon scanning tool that provides a streamlined, consolidated view of all regulatory changes that directly impact your business.

Obligations Inventory

Establish a centralized digital register of your firm’s regulatory obligations for a single, enterprise-wide source of regulatory truth.

Impact Assessment

Automatically identify regulatory changes that impact your obligations, which eliminates manual reviews and spreadsheets.

Rule Compare

Take the pain out of regulatory changes with a side-by-side comparison of the new and former versions of a rule, with changes redlined.

Automatic Summaries

AI-generated rule change summaries that help you quickly and easily understand rule updates.

Audit Trail

Know exactly where you stand in the event of an exam with automatic tracking of every activity.

Policy & Controls Mapping

Map obligations to internal policies, procedures, and controls by connecting Ascent seamlessly with leading GRC tools.

Global Regulatory Coverage Built for You

Financial Services – Banking
Financial Services – Banking
• Depository Institutions: Banks and Credit Unions
• Non-Depository Institutions: Mortgage Services, Consumer Finance, Fintech Platforms
• Electronic Payments
• Money Services
Financial Services – Non-Banking
Financial Services – Non-Banking
• Securities and Commodities/Derivatives: Investment Advisers, Broker-Dealers, Investment Funds
• Crypto and Digital Asset Businesses
• Markets and Infrastructure: Exchanges, Clearing and Settlement Organizations, and Repositories
Cross-Segment Regulatory Coverage
Cross-Segment Regulatory Coverage
• Consumer Protection
• Consumer Privacy
• Anti-Money Laundering (AML)
• Counter-Financial Terrorism (CFT)
• Environmental, Social, and Governance (ESG)