Next-Generation Compliance Capabilities
Manage the complex and dynamic compliance landscape via automation
As the backbone of every financial services firm, Compliance teams shoulder the immense responsibility of ensuring adherence to complex global regulations, safeguarding against risk, and protecting the business from financial and reputational damage.
AscentAI offers next-generation solutions to help you take control of your regulatory lifecycle with speed, confidence, and accuracy.
Enter a new world of efficient, AI-powered regulatory monitoring and management tools.
Monitor, Understand, and Act
Solutions that help you monitor, understand, and act on complex regulatory updates without extensive manual research and effort that creates bottlenecks, introduces risk, and limits productivity.
Automate
Automation to streamline regulatory change management processes, eliminating arduous manual tasks, and building scalable and repeatable workflows without adding expensive FTEs or spreadsheets.
Enterprise Compliance
Enterprise compliance capabilities that eliminate silos, identify and manage risk, and supercharge GRC platforms.
Comprehensive Audit Trails
Tools that provide comprehensive audit trails and support for documentation to prepare for regulatory audits and exams.
RLM Platform
Ascent RLM is composed of two modules
AscentHorizon
Monitor regulatory developments with AscentHorizon
- Gain a consolidated view of regulatory information, including news, regulatory guidance, enforcement actions, and amendments tailored to user-specific needs and interests
- Filter information to user’s specific needs, eliminating irrelevant information
- Automatic document linking capabilities provide a full perspective of related information that’s better than traditional manual searches
- Eliminate organizational siloes through a single, enterprise-wide source of regulatory compliance truth
- Establish repeatable business compliance processes that increase productivity and reduce operational risk
AscentFocus
Automate change management with AscentFocus
- Establish a robust Obligations Inventory that clearly defines all of the rules your business needs to comply with, actively monitor, and effectively manage
- Identify obligation gaps that create hidden risks
- Identify duplicative obligations in your inventory that cause unnecessary clutter
- Automate change management processes with AI to quickly identify regulatory changes that impact your Obligations Inventory, with side-by-side comparison text of old and new rules and change summaries for rapid understanding and actionable next steps
- Seamlessly integrate with leading GRC platforms to ensure that obligations, policies, and controls reflect current regulatory requirements
AscentAI’s obligations-based approach offers both tactical and strategic benefits:
Command and Control
- Never miss a regulatory update, with near-real time monitoring of global regulatory information and rules
- Complete Obligations Inventory delivering a global enterprise register of all obligations with no gaps or duplicates so you can be confident in your compliance posture.
- Accurate change management automation powered by AI eliminates human error
- Seamless GRC integration for end-to-end monitoring, management and updates across obligations, policies, and controls
Cost Reduction
Automation reduces the need for incremental FTEs and outside services to monitor, capture, and act on regulatory changes and developments
Productivity
- Accelerate operational speed by automating today’s arduous manual regulatory lifecycle management processes.
- Establish reliable and repeatable processes, eliminate silos, and effectively collaborate at enterprise scale
- Refocus teams on higher value activities like operationalizing changes instead of manually searching and analyzing developments for applicability and impact
Take control of your regulatory lifecycle with AI-powered automation that keeps you informed of regulatory developments in real-time and revolutionizes your change management processes
